SIPHR
Siphr  /  Industries  /  Financial services  /  Financial advice firms

Custom software for financial advice firms.

Your firm runs on clients, advice and obligations. We model exactly that — then build the system that runs it, so exposures, revenue and a defensible audit trail are properties of the system, not something assembled under pressure.

The problem

Your controls live outside your platforms.

Fragmentation

CRM, models, compliance folder.

Client data, positions and controls sit in separate tools that don't line up. Nobody sees exposures and revenue without stitching it together.

Workarounds

The process is a checklist.

Your real advice process lives in spreadsheets and checklists around the platform — not in the system of record.

Compliance

Audit trail, assembled late.

Evidence that a decision was sound is reconstructed at review time, not captured as the advice was given.

Blind spots

Revenue and exposure drift.

Fees and exposures are reconciled across tools after the fact, so you manage the firm by rear-view mirror.

The Operating Model, applied

From your firm's reality to working software.

We model the entities your firm deals in and the rules that govern them — then engineer each into the Construct, the Shell and the Seer.

Clients & related parties
Every client, the parties around them, their documents and status in one place.
the Construct
Products & positions
The products, positions and exposures each client holds, kept consistent and live.
the Shell
Advice & approval gates
The advice process and its gates modelled explicitly — checks captured as they pass.
the Shell
Fees & audit trail
Revenue live, and a defensible audit trail as a property of the system.
the Seer
What changes

One model of your firm — so exposures, revenue and the audit trail are properties of the system, not something you assemble under pressure.

Questions, answered

Financial advice, specifically.

What kind of software does Siphr build for financial advice firms?+
Custom systems built around how your firm actually runs — clients and their related parties, products, positions and exposures, the advice process and its approval gates, fees and revenue, and the obligations that make a decision defensible — in one model, rather than a CRM, a modelling tool and a compliance folder that don't line up.
How is this different from off-the-shelf advice and CRM platforms like Xplan or AdviserLogic?+
Off-the-shelf platforms assume a firm like everyone else's and make you fit their structure, so your real advice process and controls end up in shadow spreadsheets and checklists around them. We model your advice process, approval gates and rules first, then engineer the software directly from that model — so it fits on day one and the controls are part of the system rather than bolted on.
How does it handle the compliance audit trail?+
Because the advice process and its approval gates are modelled explicitly, the audit trail is a property of the system rather than something assembled under pressure at review time. Who decided what, on what basis, and when — including the checks passed at each gate — is captured as the work happens.
Can it handle clients, related parties, products and fees?+
Yes. Clients and their related parties, the products and positions they hold, and the fees and revenue attached to advice are modelled as first-class entities, so exposures and revenue are live and consistent rather than reconciled across tools after the fact.
Will it work with the tools we already use?+
Custom software does not mean replacing everything at once. We model where your firm's source of truth should live, then connect the systems that stay — platforms, CRM, document management and accounting — so data flows instead of being re-keyed. What we replace and what we integrate is a decision we make with you.
How long does it take to go live?+
Because the software is engineered directly from the model, builds reach a working production system in weeks rather than quarters. Larger platforms grow from there, and we stay on as your firm and its obligations change so the software follows.
Is this viable for a small or mid-sized advice firm?+
Yes — that is our focus. We work with firms that have outgrown off-the-shelf tools but do not want the cost and risk of a large enterprise build. You get software shaped to your firm without an enterprise price tag or timeline.
Where is our data held?+
Siphr is based in Brisbane and builds for Australian firms. Hosting and data handling are set up around your firm's obligations, and residency, access and retention are decided with you as part of the build.

Let's model your firm.